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Offering High-End Risk MItigation Services

Compliance, Diligence, and Forensics

Compliance

Outsourced services to regulated and non-regulated entities focusing on improving internal controls related to Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), economic sanctions, Foreign Corrupt Practices Act (FCPA), anti-corruption, and anti-bribery.

Services include:

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 AML/CFT Compliance Program Reviews & Independent Testing
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 AML/CFT Risk Assessments OFAC/Anti-Bribery/Anti-Corruption Risk Assessments
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 Transaction "look-back" reviews
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 Board/Senior Management Training
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 Enhanced Due Diligence - Offshore Entities / Beneficial Ownership
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 Project Management/Quality Assurance
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 Foreign Correspondent Bank Assessments
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 Special Investigations/Unusual Transaction Trends & Patterns
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 FCPA Investigations

Experience

Our work has been accepted by multiple financial supervisory authorities, including the Federal Reserve Bank, Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the Currency (OCC), Financial Industry Regulatory Authority (FINRA), Florida Office of Financial Regulation (OFR), and the Puerto Rico Office of the Commissioner of Financial Institutions (OCIF), as well as boards of directors, and regulatory compliance committees.

Diligence

Access to a global network of intelligence and information resources providing accurate data and actionable intelligence to clients pursuing domestic or cross-border transactions with potential partners, customers, vendors, distributors, or acquisition targets.

Services Include:

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 Background investigations
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 Third-party due Diligence & Validations
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 Mergers & Acquisitions
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 Business Executive And Management Screening
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 FCPA/Bribery Risk Assessments
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 Country/Market Risk Assessments

Experience

Our work has supported business transactions in various sectors. including. but not limited to, hospitality,
telecommunications, real estate, energy, pharmaceutical, insurance, gaming, logistics, and financial services.

Forensics

Effective research and investigative results using resourceful fact-finding techniques and industry
expertise to assist clients seeking legal remedies or defending against unwarranted claims, with support
from a proven team of former law enforcement and security professionals.

Services Include:

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 Litigation Support
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 Domestic And Cross-Border Dispute Resolution
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 Asset Searches
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 Fraud Investigations
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 Corruption & Bribery Scandals
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 Digital/Cyber-Forensics

Experience

Past client engagements hove focused on misappropriation of funds, unethical business practices, embezzlement.
competitive intelligence. complex litigation. theft of trade secrets. asset location and recovery, and cyber attacks

Compliance

Outsourced services to regulated and non-regulated entities focusing on improving internal controls related to Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), economic sanctions, Foreign Corrupt Practices Act (FCPA), anti-corruption, and anti-bribery.

Services Include:

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 AML/CFT Compliance Program Reviews &
 Independent Testing
Vertical line using hr tag
 AML/CFT Risk Assessments OFAC
 Anti-Bribery Anti-Corruption
 Risk Assessments
Vertical line using hr tag

 Transaction "look-back" reviews
Vertical line using hr tag
 Enhanced Due Diligence - Offshore Entities
 Beneficial Ownership
Vertical line using hr tag

 Project Management/Quality Assurance
Vertical line using hr tag
 Foreign Correspondent Bank
 Assessments
Vertical line using hr tag
 Special Investigations/Unusual
 Transaction Trends & Patterns
Vertical line using hr tag

 FCPA Investigations

Experience

Our work has been accepted by multiple financial supervisory authorities, including the Federal Reserve Bank, Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the Currency (OCC), Financial Industry Regulatory Authority (FINRA), Florida Office of Financial Regulation (OFR), and the Puerto Rico Office of the Commissioner of Financial Institutions (OCIF), as well as boards of directors, and regulatory compliance committees.

Compliance

Outsourced services to regulated and non-regulated entities focusing on improving internal controls related to Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), economic sanctions, Foreign Corrupt Practices Act (FCPA), anti-corruption, and anti-bribery.

Services Include:

Vertical line using hr tag
 AML/CFT Compliance Program Reviews &
 Independent Testing
Vertical line using hr tag
 AML/CFT Risk Assessments OFAC
 Anti-Bribery Anti-Corruption
 Risk Assessments
Vertical line using hr tag

 Transaction "look-back" reviews
Vertical line using hr tag
  
 Board/Senior Management Training
Vertical line using hr tag
 Enhanced Due Diligence - Offshore Entities
 Beneficial Ownership
Vertical line using hr tag

 Project Management/Quality Assurance
Vertical line using hr tag
 Foreign Correspondent Bank
 Assessments
Vertical line using hr tag
 Special Investigations/Unusual
 Transaction Trends & Patterns
Vertical line using hr tag

 FCPA Investigations

Experience

Our work has been accepted by multiple financial supervisory authorities, including the Federal Reserve Bank, Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the Currency (OCC), Financial Industry Regulatory Authority (FINRA), Florida Office of Financial Regulation (OFR), and the Puerto Rico Office of the Commissioner of Financial Institutions (OCIF), as well as boards of directors, and regulatory compliance committees.

Diligence

Access to a global network of intelligence and information resources providing accurate data and actionable intelligence to clients pursuing domestic or cross-border transactions with potential partners, customers, vendors, distributors, or acquisition targets.

Services Include:

Vertical line using hr tag

 Background investigations
Vertical line using hr tag

 Third-party due Diligence & Validations
Vertical line using hr tag

 Mergers & Acquisitions
Vertical line using hr tag

 Business Executive And Management
 Screening
Vertical line using hr tag

 FCPA/Bribery Risk Assessments
Vertical line using hr tag

 Country/Market Risk Assessments

Experience

Our work has supported business transactions in various sectors. including. but not limited to, hospitality, telecommunications, real estate, energy, pharmaceutical, insurance, gaming, logistics, and financial services.

Forensics

Effective research and investigative results using resourceful fact-finding techniques and industry
expertise to assist clients seeking legal remedies or defending against unwarranted claims, with support
from a proven team of former law enforcement and security professionals.

Services Include:

Vertical line using hr tag

 Litigation Support
Vertical line using hr tag

 Domestic And Cross-Border Dispute Resolution
Vertical line using hr tag

 Asset Searches
Vertical line using hr tag

 Fraud Investigations
Vertical line using hr tag

 Corruption & Bribery Scandals
Vertical line using hr tag

 Digital/Cyber-Forensics

Experience

Past client engagements hove focused on misappropriation of funds, unethical business practices, embezzlement, competitive intelligence. complex litigation. theft of trade secrets. asset location and recovery, and cyber attacks